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The pulse of the financial advisory industry

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TOP NEWS

Bond trader who blew up Atlanta B-D found guilty of fraud

'Somewhere in the firm's systems, a big, flashing red light should have gone off,' one attorney says.

Why PE can’t get enough RIAs

The relatively young market and its reliable, asset-based fees are very attractive to investors.

The four active ETFs the company is readying include international equity and emerging markets exposure.

VIDEO

Overloading on stocks in retirement often makes sense, says Horizon CIO

Scott Ladner, CIO at Horizon Investments, sits down with InvestmentNews anchor Gregg Greenberg to discuss 'goals-based investing' and why overloading on stocks in retirement might not be a bad strategy.

WATCH MORE

Advisors weigh use of covered-call ETFs as S&P 500 keeps rising

The big question now facing covered call ETF holders is whether they should banish those bear market memories and let their index holdings ride uncovered.

MORE NEWS

Last call: 5-Star Financial Planning Software and 5-Star CRM Platforms

InvestmentNews’ inaugural 5-Star Financial Planning Software and 5-Star CRM Platforms is closing Friday.

Advisors and experts weigh in on the different approaches advisors can take.

EBSA found that the third-party administrator embezzled at least $5.5 million in retirement plan assets.

Based in New Jersey, the Rosso Financial Group's members boast more than 80 years of combined industry experience.

The wealth advisory team, which caters to high-net-worth clients, is the firm's fourth recruit this year.

Limra research reveals concerns around retirement, disability, and unexpected emergencies among Black adults.

The firm is rolling out two options for advisors who need help building financial plans.

CEO Abigail Johnson rotates top talent yet again on the back of the fund company's robust 2023 performance.

Hopes are high for the proposed vehicle, which 'has the potential to be one of the largest closed-end funds,' according to the prospectus filed with the SEC.

Veteran advisor says the challenge has remained the same – can you offer a client something better?

OTHER NEWS

Searches for Impostor Syndrome surge 75% in 2024

How can employees get over this troubling problem?